Nicholas H. Helgeson
PINKERTON WEALTH PARTNERS
Coeur D'alene, ID 83814
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CRD#: 5282986
Professional summary
Nicholas Halver Helgeson, CFP® is a registered financial advisor currently at PINKERTON WEALTH PARTNERS located in Coeur D'alene, Idaho.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Nicholas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Pinkerton Retirement Specialists,LLC;investment related;2000 John Loop,Coeur D'Alene,ID 83814;dba;wealth advisor;05/2016;160 hrs/month;6.5 hrs during trading;registered rep
2)Pinkerton Retirement Specialists,LLC;investment related;2000 John Loop,Coeur D'Alene,ID 83814;RIA;wealth advisor;8/3/2011;120 hrs/month;investment advisor rep
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Halver Helgeson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
December 3, 2013 - Present
PINKERTON WEALTH PARTNERS
Office #1: 2000 John Loop, Coeur D'alene, ID 83814RIA
CRD#: 120973
Coeur D'alene, ID
Past
May 18, 2016 - December 25, 2020
TRIAD ADVISORS LLC
BD
CRD#: 25803
Coeur d'Alene, ID
Past
June 19, 2009 - May 31, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
COEUR D' ALENE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PINKERTON WEALTH PARTNERS
CMR FINANCIAL ADVISORS | STOECKLEIN FINANCIAL SERVICES | PWP | PRS | PINKERTON WEALTH, LLC | PINKERTON WEALTH PARTNERS LLC | PINKERTON WEALTH PARTNERS | PINKERTON WEALTH MANAGEMENT | PINKERTON RETIREMENT SPECIALISTS, LLC | PINKERTON RETIREMENT SPECIALISTS | PINKERTON PRIVATE WEALTH | PINKERRTON RETIREMENT SPECIALISTS,LLC | OSTLUND WEALTH ADVISORS | ESTATE STRATEGIES, INC.
CRD#: 120973 / SEC#: 801-71563
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Idaho
Registered Investment Advisory firm - (10/2/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(12/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PINKERTON WEALTH PARTNERS
CMR FINANCIAL ADVISORS | STOECKLEIN FINANCIAL SERVICES | PWP | PRS | PINKERTON WEALTH, LLC | PINKERTON WEALTH PARTNERS LLC | PINKERTON WEALTH PARTNERS | PINKERTON WEALTH MANAGEMENT | PINKERTON RETIREMENT SPECIALISTS, LLC | PINKERTON RETIREMENT SPECIALISTS | PINKERTON PRIVATE WEALTH | PINKERRTON RETIREMENT SPECIALISTS,LLC | OSTLUND WEALTH ADVISORS | ESTATE STRATEGIES, INC.
CRD#: 120973 / SEC#: 801-71563
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Idaho
Registered Investment Advisory firm - (10/2/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 John Loop, Coeur D'alene, ID 83814
Mailing Address
Phone number
(800) 634-2008
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 677 |
| AUM (Assets Under Management) | $ 1,253,817,854 |
Red Flags
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Company Information
PINKERTON WEALTH PARTNERS
CRD#: 120973Coeur D'alene, ID 83814TRUST BUT VERIFY
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