Leeann Arens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leeann Arens, who also goes by Leeann Lee Adkins, Leeann Adkins, Leeann Edwards Adkins, Leeann Lee Edwards, Leeann Edwards Adkins, was a registered financial professional .
Leeann is a previously registered financial professional and started their career in finance in 2011. Leeann had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2016 - August 4, 2022
RISE WEALTH ADVISORS, INC.
October 5, 2011 - August 28, 2017
LPL FINANCIAL LLC
March 22, 2011 - August 28, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RISE WEALTH ADVISORS, INC.
CRD#: 123152 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
