Andrew M. Flattery

FLATTERY WEALTH MANAGEMENT LLC

North Kansas City, MO 64116

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CRD#: 5282626

Professional summary

Andrew Maurice Flattery, CFP® is a registered financial advisor currently at FLATTERY WEALTH MANAGEMENT LLC located in North Kansas City, Missouri.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ANDY FLATTERY, 950 NW NAVAJO ST, INDEPENDENT INSURANCE AGENT, Riverside, MO 4/25/14, THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 4.PODCASTER, 950 NW NAVAJO ST, RIVERSIDE, MO, 1/2020 MAKING APPEARANCES ON "CATHOLIC MONEY MASTERMIND" PODCAST. INV REL - 4/MO - 0/TRADING. 5. CITY ON A HILL CATHOLIC YOUNG ADULT MINISTY, 20 W 9TH STREET, KANSAS CITY, MO, BOARD MEMBER OF A NON-PUBLIC ENTITY, 05/12/21, NIR, 1 HR/MO- 1/TRADING HR. 6. SIMPLE WEALTH PLANNING, 1520 CLAY STREET, STE H-18, NORTH KANSAS CITY, MO, ADV REP OF A REG INV ADVISOR, 09/01/21, INV REL, OWNER, 40/MO- 40/TRADING HR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Maurice Flattery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 9, 2021 - Present

FLATTERY WEALTH MANAGEMENT LLC

Office #1: 1520 Clay Street Suite F-3, North Kansas City, MO 64116

RIA

CRD#: 315190

North Kansas City, MO

Past

September 21, 2018 - April 21, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

North Kansas City, MO

Past

September 21, 2018 - April 21, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

North Kansas City, MO

Past

January 8, 2014 - September 21, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

INDEPENDENCE, MO

Past

January 8, 2014 - September 21, 2018

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

INDEPENDENCE, MO

Past

December 4, 2012 - January 14, 2014

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

DENVER, CO

Past

October 30, 2012 - January 14, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

DENVER, CO

Past

October 5, 2010 - November 5, 2012

PORTFOLIO ADVISORS ALLIANCE, LLC

CRD#: 101680

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/23/2024)

IAR

Kansas
(6/21/2022)

IAR

Missouri
(9/9/2021)

IAR

Texas
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2010

General Securities Representative Examination

Current Firm

FLATTERY WEALTH MANAGEMENT LLC

FLATTERY WEALTH MANAGEMENT LLC | SIMPLE WEALTH PLANNING LLC | FLATTERY WEALTH MANAGEMENT, LLC

CRD#: 315190 / SEC#:

Iowa

Registered Investment Advisory firm - (3/20/2024 Approved)

Kansas

Registered Investment Advisory firm - (6/21/2022 Approved)

Missouri

Registered Investment Advisory firm - (9/9/2021 Approved)

Texas

Registered Investment Advisory firm - (7/11/2025 Conditional Restricted)

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Contact information

Main Address

1520 Clay Street Suite F-3, North Kansas City, MO 64116

Mailing Address

Po Box 9145, Riverside, MO 64168

Phone number

(816) 866-8347

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 15,705,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew M. Flattery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Maurice Flattery's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

PORTFOLIO ADVISORS ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2012

Series 63

Date: 10/26/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2010

Current Firm

FLATTERY WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLATTERY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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