Aleksandr Zukin
Professional summary
Aleksandr Zukin, who also goes by Alex Zukin, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in San Francisco, California.
Aleksandr is registered as a RR (Registered Representative) and started their career in finance in 2009. Aleksandr has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aleksandr Zukin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2021 - Present
WOLFE RESEARCH SECURITIES
Office #1: 1 Embarcadero Center Ste 1330, San Francisco, CA 94111August 20, 2019 - February 10, 2021
RBC CAPITAL MARKETS, LLC
March 21, 2016 - August 27, 2019
PIPER SANDLER & CO.
April 5, 2012 - March 28, 2016
STEPHENS
November 4, 2010 - April 13, 2012
MORGAN KEEGAN & COMPANY, LLC
September 10, 2009 - November 3, 2010
THINKEQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2021)
(4/16/2021)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
