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Michael Shedlock

CRD# 5282285·Registered 2007 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Shedlock, who also goes by Mike Shedlock, Mish Shedlock, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2007 - 2023. Michael had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Shedlock, Mish Shedlock

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

SITKA PACIFIC CAPITAL MANAGEMENT, LLC·CRD# 134699
RIA
Seattle, WA
January 24, 2007 - June 12, 2023

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Current Firm

SP
SITKA PACIFIC CAPITAL MANAGEMENT, LLC

MCAULEY, BRIAN RICHARD | SITKA PACIFIC CAPITAL MANAGEMENT, LLC. | SITKA PACIFIC CAPITAL MANAGEMENT, LLC | SITKA PACIFIC CAPITAL MANAGEMENT

CRD#: 134699 / SEC#: 801-69920
RIA
Registered Investment Advisory firm - SEC (12/14/2016 Terminated)
California
Registered Investment Advisory firm - California (4/10/2015 Approved)
Illinois
Registered Investment Advisory firm - Illinois (12/10/2021 Terminated)
Utah
Registered Investment Advisory firm - Utah (4/28/2023 Terminated)
Washington
Registered Investment Advisory firm - Washington (4/26/2016 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

701 Fifth Ave Suite 4200, Seattle, WA 98104

Phone Number

(425) 967-5533

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

92

AUM (Assets Under Management)

$41,259,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of Mish's Global Economic Trend Analysis blog. Compensation is based on advertising revenue.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2007About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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