Benjamin C. Rush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Calvin Rush was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2007. Benjamin had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2011 - March 15, 2012
CAPITAL ONE ADVISORS, LLC
November 28, 2011 - March 15, 2012
CAPITAL ONE INVESTING, LLC
May 2, 2007 - January 26, 2010
EQUITABLE ADVISORS, LLC
March 28, 2007 - January 26, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
