AM
Abhijeet Mhatre
HAPPYRICH CAPITAL
Monroe Township, NJ
Some features on this profile are disabled
CRD#: 5282117
AM
Professional summary
Abhijeet Mhatre is a registered financial advisor currently at HAPPYRICH CAPITAL located in Monroe Township, New Jersey.
Abhijeet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Abhijeet has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Onramp Invest Investment related Investor Crypto asset integrations platform May 2021 Financial investment only no responsibility for the day to day operations
CRS (Client Relationship Summary) - RIA
Click below to view Abhijeet Mhatre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2020 - Present
HAPPYRICH CAPITAL
RIA
CRD#: 305410
Monroe Township, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/12/2020)
IAR
Texas(3/18/2022)
Current Firm
HC
HAPPYRICH CAPITAL
HAPPYRICH CAPITAL | MFA WEALTH INC. | LIVEHAPPYRICH
CRD#: 305410 / SEC#:
New Jersey
Registered Investment Advisory firm - (2/12/2020 Approved)Texas
Registered Investment Advisory firm - (3/18/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Monroe Township, NJ
Mailing Address
Phone number
(214) 669-2244
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 45,382,497 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
