Vincent L. Hutchinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent L. Hutchinson, who also goes by VInce Hutchinson, Vincent L Hutchinson, Vincent Lee Hutchinson, Vincent Hutchinson, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2010. Vincent had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2021 - September 30, 2025
FISHER INVESTMENTS
October 30, 2019 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 30, 2019 - June 2, 2021
BBVA SECURITIES INC.
March 10, 2015 - December 11, 2018
PNC WEALTH MANAGEMENT LLC
March 10, 2015 - December 11, 2018
PNC WEALTH MANAGEMENT LLC
August 13, 2014 - February 20, 2015
PRINCIPAL SECURITIES, INC.
August 1, 2014 - February 20, 2015
PRINCIPAL SECURITIES, INC.
March 4, 2014 - June 11, 2014
INTL ADVISORY CONSULTANTS INC.
March 3, 2014 - June 11, 2014
STERNE, AGEE & LEACH, INC.
September 30, 2013 - February 11, 2014
LPL FINANCIAL LLC
September 30, 2013 - February 11, 2014
LPL FINANCIAL LLC
June 9, 2010 - October 11, 2013
BB&T INVESTMENT SERVICES, INC.
January 27, 2010 - October 11, 2013
BB&T INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
