JN
Jonathan S. Novy
RITHOLTZ WEALTH MANAGEMENT
Northbrook, IL 60062
Some features on this profile are disabled
CRD#: 5280982
JN
Professional summary
Jonathan Singer Novy, who also goes by Jonathan Novy, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Northbrook, Illinois.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Novy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/11/2015 - Element Financial Partners - DBA for LPL Business (entity for LPL business) - INV REL - 707 Skokie Blvd, Suite 250 Northbrook, IL 60062 - START 12/01/2015 - Financial Planning, Insurance Sales, Wrap Fee Money Management - 50% TIME SPENT
2. 02/05/2016 - Sheridan Road - DBA for LPL Business (entity for LPL business) - INV REL - 707 Skokie Blvd Ste 250 Northbrook il 60062 - START 12/02/2015 - 5 Hr/Mo; 5 Hours During Securities Trading
3. 02/05/2016 - IFP - Registered Investment Advisor Hybrid - (HYBRID) IFP - INV REL - 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607 - START 12/01/2015 - IAR - 40 Hr/Mo; 0 Hours During Securities Trading; No Time Spent
4. 02/05/2016 - IFP Insurance Group Inc - Non-Variable Insurance - INV REL - 707 Skokie Blvd Suite 250, Northbrook, IL 60062 - START 01/06/2016 - will be submitting fixed insurance products - 50 Hr/Mo; 50 Hours During Securities Trading
5. 07/18/2016 - Sheridan Road Advisors, LLC - Registered Investment Advisor Hybrid - (HYBRID) Sheridan Road Advisors, LLC - INV REL - 707 Skokie Blvd., Suite 250, Northbrook, IL 60062 - Start 10/10/2016 - IAR - 0 Hr/Mo
6. President. Board of Directors for North Park Elementary School. NPES is a private, non-sectarian Elementary School in Chicago. We have 240 students in grades PreK-8. I receive NO compensation for this. It can take up between 1-10 hours a week of my time.
7.Ash Brokerage - not investment related - insurance agent - 25% of time
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Singer Novy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2017 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 401 Huehl Road 1d, Northbrook, IL 60062RIA
CRD#: 168652
Northbrook, IL
Past
December 16, 2015 - January 26, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Northbrook, IL
Past
December 11, 2015 - December 13, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
NORTHBROOK, IL
Past
April 12, 2007 - December 4, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DEERFIELD, IL
Past
February 22, 2007 - December 4, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DEERFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 West 40th Street 15th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 625-1200
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
