David E. Witkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edwin Witkowski, who also goes by David E Witkowski, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2007. David had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - October 17, 2025
Q3 ASSET MANAGEMENT CORPORATION
April 20, 2011 - December 31, 2012
Q3 ASSET MANAGEMENT CORPORATION
July 10, 2009 - December 31, 2012
REALTA EQUITIES, INC.
April 15, 2009 - July 14, 2009
ON INVESTMENT MANAGEMENT CO
June 25, 2008 - July 14, 2009
THE O.N. EQUITY SALES COMPANY
March 16, 2007 - April 14, 2008
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
Q3 ASSET MANAGEMENT CORPORATION
CRD#: 137839 / SEC#: 801-77461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
Q3 ASSET MANAGEMENT CORPORATION
CRD#: 137839 / SEC#: 801-77461
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,456 |
| AUM (Assets Under Management) | $ 727,412,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
