Leslie L. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Lynn King, who also goes by Leslie Lynn Campbell, was a registered financial advisor .
Leslie is a previously registered financial advisor and started their career in finance in 2008. Leslie had worked at 7 firms and has passed the Series 66, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2011 - December 13, 2011
OCEAN CROSS WEALTH MANAGEMENT LLC
September 15, 2011 - December 31, 2012
OCEAN CROSS CAPITAL MARKETS LLC
July 14, 2009 - March 31, 2010
SOUTHRIDGE WEALTH MANAGEMENT LLC
July 9, 2009 - September 23, 2011
SOUTHRIDGE INVESTMENT GROUP LLC
July 6, 2009 - July 9, 2009
WFG ADVISORS, LP
June 19, 2009 - July 9, 2009
WFG INVESTMENTS, INC.
September 23, 2008 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
State Registrations and Notice Filings
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Exams
Current Firm
OCEAN CROSS WEALTH MANAGEMENT LLC
CRD#: 141388 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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