Melissa M. Mizell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Marchelle Mizell, who also goes by Melissa Allbaugh, Melissa Campbell, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2009. Melissa had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2011 - December 31, 2012
OCEAN CROSS CAPITAL MARKETS LLC
July 31, 2009 - September 15, 2011
SOUTHRIDGE INVESTMENT GROUP LLC
April 24, 2009 - June 22, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN CROSS CAPITAL MARKETS LLC
CRD#: 156256 / SEC#: , 8-68777
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL BRIDGE PARTNERS INC. | MEMBER | |
| SCHLOTH, WILLIAM EDWARD | CEO, CFO, FINOP, CCO | 2644188 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
