Keith D. Weiss
WEISS FINANCIAL GROUP LLC
Mahopac, NY 10541
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CRD#: 5280763
Professional summary
Keith D Weiss, CFP® is a registered financial advisor currently at WEISS FINANCIAL GROUP LLC located in Mahopac, New York.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Keith has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Biography
> Mission Statement
My priority is helping my clients reach their long-term personal financial goals. I am a guide, here to walk beside you on your journey to financial freedom.
> WHAT I CAN HELP WITH
Budgeting & Cash Flow Planning
Planning & Budgeting for Retirement Income
Investment Optimization
Asset Management
"Second Opinion" Investment Analysis
Real Estate Professionals
Risk Management or Insurance Planning
> MY LINKS
LinkedIn:https://www.linkedin.com/in/keithdweiss/
Facebook: https://www.facebook.com/WeissFinancialGroup
Blog: https://keith-weiss.com/
Instagram: https://www.instagram.com/keyth.weiss/
Question & Answer
What are your service offerings?
Small Business Planning
Investment Planning
Tax Planning
Comprehensive Financial Planni...
Budgeting
Employee and Employer Plan Ben...
Retirement Planning
Do you have an area of expertise or specialization?
AUM
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEISS ADVISORY GROUP LOCATED AT 704 ROUTE 6 MAHOPAC, NY 10541. BUSINESS IS NOT INVESTMENT RELATED. MANAGING PARTNER. STATRT DATE 2/2004 APPROTIMATELY 2HRS PER MONTH 0 DURING TRADING HOURS. MANAGEMENT 5% OWNER TAX & ACCOUNTING FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Keith D Weiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
January 3, 2012 - Present
WEISS FINANCIAL GROUP LLC
Office #1: 704 Route 6, Mahopac, NY 10541RIA
CRD#: 159331
Mahopac, NY
Past
January 21, 2009 - January 9, 2012
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
MAHOPAC, NY
Past
January 7, 2009 - January 9, 2012
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
MAHOPAC, NY
Past
April 27, 2007 - January 8, 2009
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
MAHOPAC, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEISS FINANCIAL GROUP LLC
WEISS FINANCIAL GROUP LLC | WEISS FINANCIAL GROUP, LLC
CRD#: 159331 / SEC#: 801-72871
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/3/2012)
IAR
New York(10/16/2021)
IAR
Texas(9/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WEISS FINANCIAL GROUP LLC
WEISS FINANCIAL GROUP LLC | WEISS FINANCIAL GROUP, LLC
CRD#: 159331 / SEC#: 801-72871
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
704 Route 6, Mahopac, NY 10541
Mailing Address
Phone number
(845) 621-4700
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 76,153,515 |
Red Flags
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Company Information
WEISS FINANCIAL GROUP LLC
CRD#: 159331Mahopac, NY 10541TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
