Arthur Amador
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Amador, CFP®, who also goes by Arthur Amador Jr, Arturo Amador, Arthur Amador, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2007. Arthur had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2018 - August 3, 2022
QUASAR DISTRIBUTORS, LLC
April 6, 2018 - February 1, 2024
EQUBOT INC.
June 12, 2017 - April 2, 2018
ETFMG FINANCIAL LLC
September 11, 2009 - March 10, 2017
STRATEGIC ADVISERS LLC
January 6, 2009 - March 10, 2017
FIDELITY BROKERAGE SERVICES LLC
August 29, 2008 - October 10, 2008
E*TRADE SECURITIES LLC
July 11, 2007 - July 30, 2008
VANGUARD MARKETING CORPORATION
July 3, 2007 - July 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
