Salman Ukani

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CRD#: 5280592

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Salman Ukani, who also goes by Sal Ukani, was a registered financial professional .

Salman is a previously registered financial professional and started their career in finance in 2007. Salman had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sal Ukani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FAST PIZZA INC. (DBA ROSATI'S PIZZA) - 5544 N. MILWAUKEE AVENUE, CHICAGO, IL 60630. THE NATURE OF THE BUSINESS IS A CARRY-OUT AND DELIVERY PIZZA RESTAURANT AND IT IS NOT INVESTMENT RELATED. AS THE OWNER MY DUTIES INCLUDE MANAGEMENT OF THE STORE DURING EVENING HOURS AND WEEKENDS. I HAVE BEEN THE OWNER SINCE 5/2000. I ANTICIPATE SPENDING 50 HOURS PER MONTH ON THE BUSINESS AND 0 HOURS PER MONTH DURING TRADING HOURS. I AM COMPENSATED FOR THIS ACTIVITY. 2) 8166 INVESTMENTS LLC - 8166 N. MILWAUKEE AVENUE, NILES, IL 60714. COMMERCIAL REAL ESTATE PROPERTY, MANAGER AND PARTNER AND THIS IS INVESTMENT RELATED. AS A PARTNER MY DUTIES INCLUDE MANAGING THE PROPERTY, COLLECTING RENT AND INTERFACING WITH TENANTS. I HAVE BEEN A PARTNER WITH THE BUSINESS SINCE 3/2013. I ANTICIPATE SPENDING 2 HOURS PER MONTH ON THE BUSINESS AND ZERO HOURS PER MONTH DURING TRADING HOURS. I AM COMPENSATED FOR THIS ACTIVITY. 3) Oak & West LLC - 10 Foxiana Ct., Oak Brook, IL 60523. RESIDENTIAL REAL ESTATE INVESTMENT, MANAGER AND THIS IS INVESTMENT RELATED. AS A MANAGER MY DUTIES INCLUDE IDENTIFYING PROPERTIES FOR INVESTMENT, NEGOTIATING WITH SELLERS/BUYERS, MANAGING THE PROPERTY, COLLECTING RENT AND INTERFACING WITH TENANTS. I HAVE BEEN A MANAGER WITH THE BUSINESS SINCE 12/2017. I ANTICIPATE SPENDING 10 HOURS PER MONTH ON THE BUSINESS AND ZERO HOURS PER MONTH DURING TRADING HOURS. I AM COMPENSATED FOR THIS ACTIVITY. 4) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2022 - 160 HRS / MONTHLY, BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2022 - December 18, 2024

ASSETMARK, INC.

RIA

CRD#: 109018

Chicago, IL

Past

February 28, 2022 - December 18, 2024

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Chicago, IL

Past

March 6, 2018 - August 27, 2021

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

CHICAGO, IL

Past

March 6, 2018 - August 27, 2021

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

April 16, 2015 - July 27, 2017

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

April 15, 2015 - July 27, 2017

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NAPERVILLE, IL

Past

July 23, 2012 - January 21, 2015

NFSG CORPORATION

RIA

CRD#: 130814

CHICAGO, IL

Past

July 20, 2010 - January 21, 2015

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

CHICAGO, IL

Past

March 27, 2007 - July 19, 2010

CHICAGO INVESTMENT GROUP, LLC

CRD#: 11853

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2007

General Securities Representative Examination

Current Firm

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA 94520-2445

Mailing Address

Phone number

(800) 664-5345

Established

Firm type

Fiscal year end

# of Employees

735

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)

REFERRAL DISCLOSURE BROCHURE (11/17/2025)

PLATFORM DISCLOSURE BROCHURE (11/17/2025)

BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)

ASSETMARK, INC. PART 2A (11/17/2025)

EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)

EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	410,749
AUM (Assets Under Management)	$ 77,412,781,198

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
12/19/2024	Cover Page	Report
08/23/2024	Cover Page	Report
12/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Salman Ukani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASSETMARK BROKERAGE, LLC

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC

CALAMOS FINANCIAL SERVICES LLC

CALAMOS ADVISORS LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

CHICAGO INVESTMENT GROUP, LLC

Primary Firm SEC Registration

ASSETMARK, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2012

Series 63

Date: 4/6/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2007

Current Firm

ASSETMARK, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSETMARK, INC.

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