Natalie M. Marchand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie Michelle Marchand was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2009. Natalie had worked at 3 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2013 - May 21, 2013
SAL EQUITY TRADING, GP
August 18, 2009 - May 21, 2013
SUSQUEHANNA SECURITIES, LLC
August 5, 2009 - May 21, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 30, 2009 - August 5, 2009
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/12/2009
Limited Representative-Equity Trader ExamCurrent Firm
SAL EQUITY TRADING, GP
CRD#: 29337 / SEC#: , 8-43174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
