Michael T. Gallegos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Gallegos, CFP®, who also goes by Mike Gallegos, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 4 firms and has passed the Series 66, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2013 - May 19, 2014
USAA FINANCIAL PLANNING SERVICES
January 25, 2013 - April 3, 2013
USAA INVESTMENT SERVICES COMPANY
March 11, 2009 - January 28, 2013
USAA FINANCIAL PLANNING SERVICES
March 6, 2009 - May 19, 2014
USAA FINANCIAL ADVISORS, INC.
October 31, 2007 - February 26, 2009
INVEST FINANCIAL CORPORATION
August 24, 2007 - February 26, 2009
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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