DG
David M. Goar
PROMONTORY FINANCIAL PLANNING
Layton, UT 84025
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CRD#: 5280219
DG
Professional summary
David Michael Goar is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Layton, Utah and PURSHE KAPLAN STERLING INVESTMENTS located in Layton, Utah.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Promontory Financial Planning, INC. DBA GOAR FINANCIAL SERVICES. INVESTMENT ADVISER REPRESENTATIVE. Located at registered branch location. RIA. START 3/30/2015. 120 HOURS/MONTH, 4 DURING TRADING.__ 2. Advisor Excel - Investment related - Located at registered branch location - Fixed Insurance - Agent/Representative - April, 01, 2018 - 20 hours/20 Security hours per month - Discuss fixed insurance needs with clients and find appropriate insurance solutions. _ 3. Research Financial Strategies Inc. 401(k) plan - Investment related - 5929 S. Fashion Point Drive ste. 203. South Ogden, UT 84403 - 401(k) plan trustee - Trustee - March 1, 2016 - 1 hour/1 security hour per month - I am trustee for former RIA's retirement plan administered through Schwab. There are four participants in the plan. _
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Goar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2022 - Present
PROMONTORY FINANCIAL PLANNING, LLC
Office #1: 1826 East 3100 North, Suite A Layton, Utah 84040, Layton, UT 84025RIA
CRD#: 153666
Layton, UT
Current
March 30, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1826 East 3100 North Suite A, Layton, UT 84040BD
CRD#: 35747
Layton, UT
Past
April 8, 2015 - April 5, 2022
RESEARCH FINANCIAL STRATEGIES
RIA
CRD#: 153247
LAYTON, UT
Past
April 12, 2007 - April 8, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SOUTH OGDEN, UT
Past
March 23, 2007 - April 8, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SOUTH OGDEN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/25/2020)
RR
Idaho(8/18/2023)
RR
New Mexico(5/9/2018)
RR
Utah(3/30/2015)
IAR
Utah(4/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Farmington, UT
Mailing Address
Phone number
(801) 513-2545
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 570 |
| AUM (Assets Under Management) | $ 280,000,000 |
Red Flags
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Company Information
PROMONTORY FINANCIAL PLANNING, LLC
CRD#: 153666Layton, UT 84025TRUST BUT VERIFY
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