James A. Chick

PICCOLO INVESTMENT CONSULTING

DENTON, TX 76205

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CRD#: 5278798

Professional summary

James Allen Chick, CFP®, who also goes by James Allen Chick, James Chick, Allen Chick, is a registered financial advisor currently at PICCOLO INVESTMENT CONSULTING, LLC located in Denton, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Allen Chick | James Chick | Allen Chick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SANGER, TX CHAMBER OF COMMERCE, DIRECTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Chick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

June 4, 2024 - Present

PICCOLO INVESTMENT CONSULTING, LLC

Office #1: 700 Londonderry Lane Ste 400, Denton, TX 76205

RIA

CRD#: 170272

DENTON, TX

Past

April 4, 2007 - June 6, 2024

EDWARD JONES

RIA

CRD#: 250

SANGER, TX

Past

March 9, 2007 - June 6, 2024

EDWARD JONES

CRD#: 250

SANGER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2007

General Securities Representative Examination

Current Firm

PICCOLO INVESTMENT CONSULTING, LLC

ALLEN CHICK INVESTING, LLC | PICCOLO INVESTMENT CONSULTING, LLC

CRD#: 170272 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/1/2024 Approved)

Texas

Registered Investment Advisory firm - (3/20/2014 Approved)

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Contact information

Main Address

700 Londonderry Lane Ste 400, Denton, TX 76205

Mailing Address

Phone number

(940) 215-0101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 79,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. Chick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Chick's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICCOLO INVESTMENT CONSULTING, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2007

Current Firm

PICCOLO INVESTMENT CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PICCOLO INVESTMENT CONSULTING, LLC

TRUST BUT VERIFY

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