Martin X. Shields

BOUCHEY FINANCIAL GROUP LTD

Troy, NY 12180-3302

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CRD#: 5278773

Professional summary

Martin Xavier Shields, AIF®, CFP®, who also goes by Martin Shields, Marty Shields, is a registered financial advisor currently at BOUCHEY FINANCIAL GROUP LTD located in Troy, New York.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Martin has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Retirement Planning

Business Succession Planning

Employee and Employer Plan Ben...

Insurance Planning

Comprehensive Financial Planni...

Estate Planning

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Real Estate Investments

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Martin Shields | Marty Shields

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Xavier Shields's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

July 27, 2021 - Present

BOUCHEY FINANCIAL GROUP LTD

Office #1: 1819 Fifth Avenue, Troy, NY 12180-3302

RIA

CRD#: 111824

Troy, NY

Past

October 23, 2012 - December 31, 2017

BOUCHEY FINANCIAL GROUP LTD

RIA

CRD#: 111824

TROY, NY

Past

July 17, 2009 - July 18, 2011

WEST FINANCIAL SERVICES, INC.

RIA

CRD#: 137497

MCLEAN, VA

Past

February 3, 2009 - January 28, 2010

BURNS MATTESON CAPITAL MANAGEMENT, LLC

RIA

CRD#: 118315

CORNING, NY

Past

January 17, 2007 - March 18, 2009

AGILI, P.C.

RIA

CRD#: 107664

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA

Registered Investment Advisory firm - (5/24/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2005

Uniform Investment Adviser Law Examination

Current Firm

BOUCHEY FINANCIAL GROUP LTD

CRD#: 111824 / SEC#: 801-51979

RIA

Registered Investment Advisory firm - (5/24/1996 Approved)

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Contact information

Main Address

1819 Fifth Avenue, Troy, NY 12180-3302

Mailing Address

Phone number

(518) 720-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,157
AUM (Assets Under Management)	$ 1,403,262,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Martin X. Shields

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Xavier Shields's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOUCHEY FINANCIAL GROUP LTD

BOUCHEY FINANCIAL GROUP LTD

WEST FINANCIAL SERVICES, INC.

BURNS MATTESON CAPITAL MANAGEMENT, LLC

AGILI, P.C.

Primary Firm SEC Registration

BOUCHEY FINANCIAL GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2005

Current Firm

BOUCHEY FINANCIAL GROUP LTD

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOUCHEY FINANCIAL GROUP LTD

TRUST BUT VERIFY

Contact information

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