RL
Richard R. Lepore
GWN SECURITIES
MIAMI LAKES, FL 33014
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CRD#: 5278535
RL
Professional summary
Richard Raul Lepore, who also goes by Richard R Lepore, Richard Lepore, is a registered financial advisor currently at GWN SECURITIES INC. located in Miami Lakes, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard R Lepore | Richard Lepore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker LIFE, HEALTH AND ANNUITY INSURANCE POSITION: Insurance agent NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 6781 Las Colinas Lane, Lake Worth FL 33463, United States DESCRIPTION: Fact finding, Reviewing products, Researching insurance companies, continuing education ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2021-04-03,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Raul Lepore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard Raul Lepore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2021 - Present
GWN SECURITIES INC.
Office #1: 15450 New Barn Road Suite 200, Miami Lakes, FL 33014RIA
BD
CRD#: 128929
MIAMI LAKES, FL
Current
April 30, 2021 - Present
GWN SECURITIES INC.
Office #1: 15450 New Barn Road Suite 200, Miami Lakes, FL 33014RIA
BD
CRD#: 128929
MIAMI LAKES, FL
Past
November 8, 2017 - May 3, 2021
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
BOCA RATON, FL
Past
October 24, 2017 - May 3, 2021
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
BOCA RATON, FL
Past
April 16, 2015 - October 16, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
PALM BEACH GARDENS, FL
Past
February 11, 2015 - October 16, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PALM BEACH GARDENS, FL
Past
August 14, 2013 - January 8, 2015
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BOCA RATON, FL
Past
August 9, 2007 - January 8, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/13/2024)
RR
Florida(4/30/2021)
IAR
Florida(5/3/2021)
RR
New York(5/23/2024)
RR
Tennessee(4/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Miami Lakes, FL 33014TRUST BUT VERIFY
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