Benjamin J. Marshall

GOLDEN STATE EQUITY PARTNERS

Lehi, UT

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CRD#: 5278475

Professional summary

Benjamin James Marshall, CFP® is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Lehi, Utah.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Benjamin has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE-NON VARIABLE - SALT LAKE CITY, UT. FIXED INSURANCE SALES. STARTED 04/2010 TO PRESENT. <1 HOURS WEEKLY, 2-3 hours per month DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Marshall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 30, 2023 - Present

GOLDEN STATE EQUITY PARTNERS, LLC

RIA

CRD#: 322879

Lehi, UT

Past

November 30, 2021 - May 30, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Lehi, UT

Past

June 6, 2017 - March 28, 2022

DRIVE WEALTH ADVISERS

RIA

CRD#: 174728

LEHI, UT

Past

November 10, 2015 - June 5, 2017

LEFAVI WEALTH MANAGEMENT

RIA

CRD#: 104961

SALT LAKE CITY, UT

Past

November 10, 2015 - June 5, 2017

BRUCE A. LEFAVI SECURITIES, INC.

CRD#: 10684

SALT LAKE CITY, UT

Past

April 10, 2013 - November 5, 2015

INTEGRATED WEALTH STRATEGIES

RIA

CRD#: 141673

SALT LAKE CITY, UT

Past

January 25, 2012 - April 10, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SALT LAKE CITY, UT

Past

January 23, 2012 - November 4, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SALT LAKE CITY, UT

Past

April 6, 2010 - January 10, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MIDVALE, UT

Past

April 5, 2010 - January 10, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

MIDVALE, UT

Past

January 1, 2008 - April 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OROVILLE, CA

Past

January 1, 2008 - April 5, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OROVILLE, CA

Past

October 4, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

OROVILLE, CA

Past

October 4, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

OROVILLE, CA

Past

April 5, 2007 - October 10, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

PARADISE, CA

Past

March 26, 2007 - October 10, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

PARADISE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDEN STATE EQUITY PARTNERS, LLC

CRD#: 322879 / SEC#: 801-126441

RIA

Registered Investment Advisory firm - (8/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2007

General Securities Representative Examination

Current Firm

GOLDEN STATE EQUITY PARTNERS, LLC

CRD#: 322879 / SEC#: 801-126441

RIA

Registered Investment Advisory firm - (8/25/2022 Approved)

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Contact information

Main Address

201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707

Mailing Address

Phone number

(866) 273-1563

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDEN STATE EQUITY PARTNERS PART 2A FIRM BROCHURE (9/8/2025)

GOLDEN STATE EQUITY PARTNERS PART 2A WRAP FEE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	4,604
AUM (Assets Under Management)	$ 880,384,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin J. Marshall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Marshall's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

DRIVE WEALTH ADVISERS

LEFAVI WEALTH MANAGEMENT

BRUCE A. LEFAVI SECURITIES, INC.

INTEGRATED WEALTH STRATEGIES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

GOLDEN STATE EQUITY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2007

SIE

Date: 6/5/2017

Series 7

Date: 3/22/2007

Current Firm

GOLDEN STATE EQUITY PARTNERS, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN STATE EQUITY PARTNERS, LLC

TRUST BUT VERIFY

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