Adam S. Lipton
Professional summary
Adam S Lipton, CFP® is a registered financial advisor currently at TRUEPOINT, INC. located in Blue Ash, Ohio.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam S Lipton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2016 - Present
TRUEPOINT, INC.
Office #1: 9999 Carver Road, Blue Ash, OH 45242November 9, 2010 - June 5, 2015
PNC WEALTH MANAGEMENT LLC
February 20, 2007 - September 30, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TRUEPOINT, INC.
CRD#: 105664 / SEC#: 801-25433
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/25/2016)
Exams
Current Firm
TRUEPOINT, INC.
CRD#: 105664 / SEC#: 801-25433
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,863 |
| AUM (Assets Under Management) | $ 5,391,465,030 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/08/2024 | ||
| 10/06/2023 | ||
| 01/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUEPOINT, INC.
CRD#: 105664Blue Ash, OH 45242TRUST BUT VERIFY
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