ZG
Zachary B. Gray
ROOTED WEALTH ADVISORS
BOURBONNAIS, IL 60914
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CRD#: 5278372
ZG
Professional summary
Zachary Blake Gray is a registered financial advisor currently at ROOTED WEALTH ADVISORS located in Bourbonnais, Illinois.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Zachary has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Chillie Inc; Non investment related; 1989 Indian Trail, Kankakee, Il 60901; Livestock supplement sales; Owner; 3/15/201; time devoted to this entity during trading hours: 0 Hours per month; Time devoted to this entity after trading hours: 4 hours per month// 2. Zach Gray, Author, Investment Related, 1521 N Convent St., Suite 800, Bourbonnais, IL 60914, Book Writing, Owner/Author, 10/6/2020, Approx. 1 hour/mo; 0 during trading.// 3. RAWK INC., Yes, investment related; 1989 Indian Trail, Kankakee, Il 60901; Marketing, business development, and planning; President; Start date: 10/2020; 50 HOURS/MONTH, 5 hours during trading// 4. 1989 Real Estate, LLC; not investment related; 1989 Indian Trail, Kankakee, Il 60901; Manager and Member/Owner; 02/08/2024; time devoted to this entity during trading hours: 0 Hours per month; 4 Hours per month//
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Blake Gray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2021 - Present
ROOTED WEALTH ADVISORS
Office #1: 389 William Latham R Senior Drive, Bourbonnais, IL 60914Office #2: 9005 Overlook Blvd., Brentwood, TN 37027Office #3: 8025 Wicker Ave Suite G, St. John, IN 46373Office #4: 3015a Village Office Place, Champaign, IL 61822Office #5: 2404 E. Empire Street Suite 105, Bloomington, IL 61704Office #6: 4600 South Syracuse Suite 948, Denver, CO 80237RIA
CRD#: 313759
BOURBONNAIS, IL
Past
July 27, 2017 - April 21, 2020
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 289051
Bourbonnais, IL
Past
December 27, 2016 - September 7, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
BOURBONNAIS, IL
Past
October 17, 2016 - June 6, 2018
WILLIAM C. BURNSIDE & COMPANY, INC.
BD
CRD#: 6400
DANVILLE, IL
Past
December 11, 2007 - October 11, 2016
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
CLIFTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROOTED WEALTH ADVISORS
ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.
CRD#: 313759 / SEC#: 801-121129
RIA
Registered Investment Advisory firm - (5/4/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/22/2024)
IAR
Illinois(5/11/2021)
IAR
Indiana(7/15/2025)
IAR
Tennessee(9/25/2025)
IAR
Texas(7/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
ROOTED WEALTH ADVISORS
ROOTED WEALTH ADVISORS | ROOTED WEALTH ADVISORS, INC.
CRD#: 313759 / SEC#: 801-121129
RIA
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Contact information
Main Address
389 William Latham R Senior Drive, Bourbonnais, IL 60914
Mailing Address
Phone number
(866) 766-8332
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,276 |
| AUM (Assets Under Management) | $ 318,346,720 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
