Carolyn J. Cook
Professional summary
Carolyn Jean Cook, CFP®, who also goes by Carolyn Cook Barnard, Carolyn C Bray, Carolyn Cook Bray, Carrie Bray, Carrie Jean Cook, is a registered financial advisor currently at WHAT ABOUT US FINANCIAL located in Bellbrook, Ohio.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Carolyn has worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Jean Cook's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
January 6, 2020 - Present
WHAT ABOUT US FINANCIAL
March 27, 2015 - January 6, 2020
BUCKINGHAM FINANCIAL GROUP, INC.
February 23, 2012 - January 6, 2020
BUCKINGHAM CAPITAL MANAGEMENT, INC.
January 27, 2012 - November 8, 2012
CAPITAL INVESTMENT GROUP, INC.
August 17, 2009 - January 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 17, 2009 - January 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 2008 - August 21, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 6, 2008 - August 21, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - June 20, 2008
UBS FINANCIAL SERVICES INC.
March 19, 2007 - June 20, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2023)
(1/6/2020)
(2/5/2020)
Exams
Current Firm
WHAT ABOUT US FINANCIAL
CRD#: 306116 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 27,846,349 |
Red Flags
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