Kevin M. Barry

KB WEALTH MANAGEMENT

Bloomfield Hills, MI 48302

Some features on this profile are disabled

CRD#: 5278346

Professional summary

Kevin Michael Barry, who also goes by Kevin M Barry, is a registered financial advisor currently at KB WEALTH MANAGEMENT, LLC located in Bloomfield Hills, Michigan.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin M Barry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEMBER, BOARD OF DIRECTORS OF THE OAKLAND HILLS COUNTRY CLUB. DEVOTES 5-10 HOURS PER MONTH BEFORE/AFTER TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Barry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2019 - Present

KB WEALTH MANAGEMENT, LLC

Office #1: 7 West Square Lake Rd., Bloomfield Hills, MI 48302

RIA

CRD#: 304447

Bloomfield Hills, MI

Past

October 13, 2009 - July 19, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BIRMINGHAM, MI

Past

May 11, 2009 - July 19, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

BIRMINGHAM, MI

Past

March 21, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2007

General Securities Representative Examination

Current Firm

KB WEALTH MANAGEMENT, LLC

CRD#: 304447 / SEC#:

Michigan

Registered Investment Advisory firm - (7/11/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7 West Square Lake Rd., Bloomfield Hills, MI 48302

Mailing Address

Phone number

(248) 877-3658

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 14,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin M. Barry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Barry's CRS (Customer Relationship Summary).

Certified licenses

Experience

KB WEALTH MANAGEMENT, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2007

Current Firm

KB WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KB WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors