AB
Anthony T. Brainerd
CREWS & ASSOCIATES
Maumelle, AR 72113
Some features on this profile are disabled
CRD#: 5278235
AB
Professional summary
Anthony Todd Brainerd, who also goes by Tony Brainerd, is a registered financial advisor currently at CREWS & ASSOCIATES, INC. located in Maumelle, Arkansas.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Brainerd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL HOME, INVESTMENT PROPERTY, LITTLE ROCK AR. AFTER WORK HOURS ONLY, AND ONLY IF THERE IS A PROBLEM I CAN FIX MYSELF. 2. METHODIST MEN OF MAUMELLE, NOT INVESTMENT RELATED, NON-PROFIT, MEMBER, SINCE 7/1/13, 2HRS/WEEK, KEEP CHURCH MEN'S GROUP ACTIVE IN COMMUNITY, NO COMPENSATION, NO OWNERSHIP. 3. Arkansas action coalition, 6 children's war rm 807, Arkansas, nature: improve nursing & health care in Arkansas, positions: co-leader, since sept 2015, 2 hrs per month (during trading), no compensation, not investment related. 4. Maumelle Youth Council, no ownership, not investment related, youth civic group, kid activities advisor & review scholarship applications & award scholarships, 2 hours per month, no hours during trading, since 4/1/16. 5. First United Methodist Church, 906 Edgewood Dr, Maumelle, AR, Trustee President, since 1/1/17, Maintenance needs of the church, 1 hour per week, no hours during trading, not investment related, no compensation, no ownership. 6. Lazy Drifter Guide Service; not investment-related; 10 Big Mac Road, Lakeview, AR; fishing guide service; river guide; 100 percent owner; since 10-20-2018; 10 hours per month; zero hours during securities trading hours; river guide who takes people down the White River and fishing.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Todd Brainerd's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony Todd Brainerd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2012 - Present
CREWS & ASSOCIATES, INC.
Office #1: 12005 Crystal Hill Rd, Maumelle, AR 72113Office #2: 105 East 9th Street, Mountain Home, AR 72653RIA
BD
CRD#: 8052
Maumelle, AR
Current
January 30, 2012 - Present
CREWS & ASSOCIATES, INC.
Office #1: 105 East 9th Street, Mountain Home, AR 72653RIA
BD
CRD#: 8052
Mountain Home, AR
Past
April 11, 2007 - January 31, 2012
EDWARD JONES
RIA
CRD#: 250
LITTLE ROCK, AR
Past
March 7, 2007 - January 31, 2012
EDWARD JONES
BD
CRD#: 250
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/30/2012)
IAR
Arkansas(2/9/2012)
RR
Florida(10/26/2020)
RR
Georgia(1/30/2012)
RR
Iowa(4/26/2024)
RR
Kentucky(7/31/2023)
RR
Louisiana(8/6/2018)
RR
Missouri(4/20/2015)
RR
North Carolina(10/31/2024)
RR
Oklahoma(6/25/2012)
RR
Pennsylvania(3/12/2014)
RR
Tennessee(6/14/2021)
RR
Virginia(6/19/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
521 President Clinton Avenue Suite 800, Little Rock, AR 72201
Mailing Address
P.o. Box 1696, Little Rock, AR 72203-1696
Phone number
(501) 907-2000
Established
Arkansas since 07/06/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
130
SEC notice filing (18 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWS CORE HOLDING COMPANY | OWNER | |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 149,386,233 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
