David Beck

DAVID BECK FINANCIAL SERVICES LLC

Portland, OR

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CRD#: 5277934

Professional summary

David Beck, CFP® is a registered financial advisor currently at DAVID BECK FINANCIAL SERVICES LLC located in Portland, Oregon.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF CollegeMoneyCoach.com - COMPANY IS NOT INVESTMENT RELATED. 636 NE 61st Ave, Portland, OR 97213 COLLEGE PLANNING PROPRIETOR 10/2010 40 HOURS PER MONTH 4 HOURS PER DAY FINANCIAL PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Beck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

February 14, 2019 - Present

DAVID BECK FINANCIAL SERVICES LLC

RIA

CRD#: 144665

Portland, OR

Past

July 7, 2016 - February 14, 2019

DAVID BECK FINANCIAL SERVICES LLC

RIA

CRD#: 144665

PORTLAND, OR

Past

August 28, 2007 - March 4, 2016

DAVID BECK FINANCIAL SERVICES LLC

RIA

CRD#: 144665

SAN JOSE, CA

Past

February 15, 2007 - October 25, 2017

INDEX GURUS, INC.

RIA

CRD#: 131014

CONCORD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2007

Uniform Investment Adviser Law Examination

Current Firm

DAVID BECK FINANCIAL SERVICES LLC

CRD#: 144665 / SEC#:

California

Registered Investment Advisory firm - (3/4/2016 Terminated)

Oregon

Registered Investment Advisory firm - (7/7/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(408) 460-5241

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID BECK FINANCIAL SERVICES LLC

DAVID BECK FINANCIAL SERVICES LLC

DAVID BECK FINANCIAL SERVICES LLC

INDEX GURUS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2007

Current Firm

DAVID BECK FINANCIAL SERVICES LLC

Contact information

Documents

Red Flags

Company Information

DAVID BECK FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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