Kathleen N. Campbell

CAMPBELL FINANCIAL PARTNERS

Fort Myers, FL 33908

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CRD#: 5277659

Professional summary

Kathleen N Campbell, who also goes by Kathleen Noel Campbell, Kathleen Noel Welch, is a registered financial advisor currently at CAMPBELL FINANCIAL PARTNERS, LLC located in Fort Myers, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kathleen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Our mission is to help our cli...

primarily to retirees and pre-...

click the "Visit our Website" ...

Do you have an area of expertise or specialization?

Federal Employees

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

Kathleen Noel Campbell | Kathleen Noel Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen N Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2007 - Present

CAMPBELL FINANCIAL PARTNERS, LLC

Office #1: 17595 S. Tamiami Trail Suite 220, Fort Myers, FL 33908

RIA

CRD#: 142889

Fort Myers, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMPBELL FINANCIAL PARTNERS, LLC

CRD#: 142889 / SEC#: 801-112579

RIA

Registered Investment Advisory firm - (3/15/2018 Approved)

Florida

Registered Investment Advisory firm - (5/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (3/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2006

Uniform Investment Adviser Law Examination

Current Firm

CAMPBELL FINANCIAL PARTNERS, LLC

CRD#: 142889 / SEC#: 801-112579

RIA

Registered Investment Advisory firm - (3/15/2018 Approved)

Florida

Registered Investment Advisory firm - (5/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (3/15/2018 Terminated)

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Contact information

Main Address

17595 S. Tamiami Trail Suite 220, Fort Myers, FL 33908

Mailing Address

Phone number

(239) 454-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAMPBELL FINANCIAL PARTNERS, LLC FORM ADV PART 2 BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	494
AUM (Assets Under Management)	$ 176,266,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Kathleen N. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen N Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMPBELL FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

CAMPBELL FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2006

Current Firm

CAMPBELL FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAMPBELL FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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