DG
Dustin J. Giannangelo
KESTRA ADVISORY SERVICES
Phoenix, AZ 85018
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CRD#: 5277590
DG
Professional summary
Dustin J Giannangelo, who also goes by Dustin Joseph Giannangelo, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Phoenix, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Phoenix, Arizona.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Dustin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dustin Joseph Giannangelo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES LLC POS: Investment advisor representative NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/09/2017 ADDRESS: 5707 SW Parkway Building 2 Suite 400, Austin TX 78735 DESC: Provide investment and financial advice. Business Name: Fusion Wealth Management Inv Rel: Yes Address: 4040 E. Camelback Road #235 Phoenix AZ 85018 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: CEO Start Date: 5/9/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Financial Advisor Business Name: NEUTRINOIQ POS: Owner/CEO NOB: Financial Software INV REL: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 11/15/2024 ADDRESS: 4040 E. Camelback Road, 235, Phoenix AZ 85018 DESC: Product vision and leadership.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin J Giannangelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4040 E. Camelback Rd. #235, Phoenix, AZ 85018RIA
CRD#: 283330
Phoenix, AZ
Current
May 9, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4040 E. Camelback Rd. Ste. 235, Phoenix, AZ 85018BD
CRD#: 42046
Phoenix, AZ
Past
September 30, 2014 - May 17, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
PHOENIX, AZ
Past
September 30, 2014 - May 17, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
PHOENIX, AZ
Past
February 5, 2014 - October 7, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PHOENIX, AZ
Past
February 28, 2007 - October 7, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/9/2017)
IAR
Arizona(5/9/2017)
RR
California(5/9/2017)
RR
Colorado(1/3/2023)
RR
Florida(10/27/2022)
RR
Georgia(10/14/2024)
RR
Illinois(2/7/2024)
RR
Iowa(7/24/2023)
RR
Maryland(5/12/2023)
RR
Missouri(4/4/2024)
RR
New York(6/11/2024)
RR
North Carolina(7/7/2023)
RR
Pennsylvania(5/8/2024)
RR
South Carolina(5/9/2017)
RR
Tennessee(5/1/2020)
RR
Utah(5/9/2017)
RR
Virginia(6/18/2020)
RR
West Virginia(5/9/2017)
RR
Wisconsin(3/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
