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DA

David C. Allon

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CRD#: 5277083
DA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Charles Allon was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2017. David had worked at 1 firm and has passed the Series 63, SIE and Series 82 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 12, 2019 - November 19, 2024

CAPITAL GROWTH ADVISORS LLC

BD
CRD#: 41847
NEY YORK, NY
Past

October 2, 2017 - October 15, 2018

CAPITAL GROWTH ADVISORS LLC

BD
CRD#: 41847
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/22/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 10/2/2017
Limited Representative-Private Securities Offerings

Current Firm

CG
CAPITAL GROWTH ADVISORS LLC
CAPITAL GROWTH ADVISORS LLC | VALENTIS INVESTMENT MANAGEMENT, INC. | CAPITAL GROWTH SECURITIES LLC

CRD#: 41847 / SEC#: , 8-49595

BD
Terminated by SEC on 12/23/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/09/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH PARTNERS, LLCOWNER
VALENTIS INVESTMENTS, INC.OWNER
GAFFNEY, JAMES EDWARDMANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL, FINANCIAL & OPERATIONS PRINCIPAL/ CHIEF COMPLIANCE OFFICER1901794
NEMIROW, BRUCE IRVING MR.MANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL346453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROWTH ADVISORS LLC

CRD#: 41847

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