James G. Anderson
Professional summary
James Galante Anderson, who also goes by James Anderson, is a registered financial professional currently at LATOUR TRADING LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2007. James has worked at 6 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Galante Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2021 - Present
LATOUR TRADING LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271May 31, 2018 - August 28, 2020
XR SECURITIES LLC
September 19, 2016 - June 1, 2018
INTEGRAL DERIVATIVES, LLC
December 15, 2008 - January 12, 2009
JANE STREET TRADING, LLC
March 5, 2008 - January 12, 2009
JANE STREET CAPITAL, LLC
July 2, 2007 - September 19, 2007
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/12/2021
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
LATOUR TRADING LLC
CRD#: 150887 / SEC#: , 8-68304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| FAUCON, DAVID | PRINCIPAL EXECUTIVE OFFICER | 5062876 |
| BOUVET, GUILLAUME ADRIEN MR | CHIEF OPERATING OFFICER | 5588427 |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | FINOP/PRINCIPAL OPERATING OFFICER | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| THIEBAULT, SEBASTIEN | CHIEF EXECUTIVE OFFICER | 4870286 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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