Joseph W. Crowther

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES

Richland, WA 99354

Some features on this profile are disabled

CRD#: 5276706

Professional summary

Joseph William Crowther is a registered financial advisor currently at CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC. located in Richland, Washington.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Crowther's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2008 - Present

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

Office #1: 1334 Jadwin Avenue, Richland, WA 99354

RIA

CRD#: 116556

Richland, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

CRD#: 116556 / SEC#: 801-111829

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

Washington

Registered Investment Advisory firm - (12/7/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2007

Uniform Investment Adviser Law Examination

Current Firm

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

CRD#: 116556 / SEC#: 801-111829

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

Washington

Registered Investment Advisory firm - (12/7/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1334 Jadwin Avenue, Richland, WA 99354

Mailing Address

Phone number

(509) 943-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHRISTENSEN, KING FORM ADV PART 2A MARCH 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,059
AUM (Assets Under Management)	$ 273,673,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matthew Borowitz

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MILWAUKEE, WI

Minh Pham

NYLIFE SECURITIES LLC

Lafayette, LA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph W. Crowther

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Crowther's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2007

Current Firm

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors