AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AB

Andrea G. Brooklier

NUVEEN ASSET MANAGEMENT
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5276564
AB

Professional summary

Andrea Giganti Brooklier, who also goes by Andrea G Brooklier, Andrea Marie Brooklier, Andrea Marie Giganti, is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in Los Angeles, California.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrea has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrea G Brooklier | Andrea Marie Brooklier | Andrea Marie Giganti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Giganti Brooklier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2024 - Present

NUVEEN ASSET MANAGEMENT, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606
RIA
CRD#: 155584
Chicago, IL
Current

March 28, 2024 - Present

NUVEEN SECURITIES, LLC

Office #1: 2029 Century Park East 16th Floor, Los Angeles, CA 90067
BD
CRD#: 469
Los Angeles, CA
Past

June 15, 2021 - March 25, 2024

NATIXIS ADVISORS, LLC

RIA
CRD#: 106800
Los Angeles, CA
Past

June 15, 2021 - March 25, 2024

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

July 19, 2011 - August 16, 2021

NUVEEN ASSET MANAGEMENT, LLC

RIA
CRD#: 155584
CHICAGO, IL
Past

July 19, 2011 - June 11, 2021

NUVEEN SECURITIES, LLC

BD
CRD#: 469
LOS ANGELES, CA
Past

June 1, 2009 - June 29, 2011

MORGAN STANLEY

RIA
CRD#: 149777
CHICAGO, IL
Past

June 1, 2009 - June 29, 2011

MORGAN STANLEY

BD
CRD#: 149777
CHICAGO, IL
Past

January 2, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
CHICAGO, IL
Past

May 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NUVEEN ASSET MANAGEMENT, LLC
NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA
Registered Investment Advisory firm - (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/28/2024)
RR
Alaska
(3/28/2024)
RR
Arizona
(3/28/2024)
RR
Arkansas
(3/28/2024)
RR
California
(3/28/2024)
RR
Colorado
(3/28/2024)
RR
Connecticut
(3/28/2024)
RR
Delaware
(3/28/2024)
RR
District of Columbia
(3/28/2024)
RR
Florida
(3/28/2024)
RR
Georgia
(3/28/2024)
RR
Hawaii
(3/28/2024)
RR
Idaho
(3/28/2024)
RR
Illinois
(3/28/2024)
IAR
Illinois
(4/4/2024)
RR
Indiana
(3/28/2024)
RR
Iowa
(3/28/2024)
RR
Kansas
(3/28/2024)
RR
Kentucky
(3/28/2024)
RR
Louisiana
(3/28/2024)
RR
Maine
(3/28/2024)
RR
Maryland
(3/28/2024)
RR
Massachusetts
(3/28/2024)
RR
Michigan
(3/28/2024)
RR
Minnesota
(3/28/2024)
RR
Mississippi
(3/28/2024)
RR
Missouri
(3/28/2024)
RR
Montana
(3/28/2024)
RR
Nebraska
(3/28/2024)
RR
Nevada
(3/28/2024)
RR
New Hampshire
(3/28/2024)
RR
New Jersey
(3/28/2024)
RR
New Mexico
(3/28/2024)
RR
New York
(3/28/2024)
RR
North Carolina
(3/28/2024)
RR
North Dakota
(3/28/2024)
RR
Ohio
(3/28/2024)
RR
Oklahoma
(3/28/2024)
RR
Oregon
(3/28/2024)
RR
Pennsylvania
(3/28/2024)
RR
Puerto Rico
(3/28/2024)
RR
Rhode Island
(3/28/2024)
RR
South Carolina
(3/28/2024)
RR
South Dakota
(3/28/2024)
RR
Tennessee
(3/28/2024)
RR
Texas
(3/28/2024)
RR
Utah
(3/28/2024)
RR
Vermont
(3/28/2024)
RR
Virgin Islands
(3/28/2024)
RR
Virginia
(3/28/2024)
RR
Washington
(3/28/2024)
RR
West Virginia
(3/28/2024)
RR
Wisconsin
(3/28/2024)
RR
Wyoming
(3/28/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/7/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/25/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NA
NUVEEN ASSET MANAGEMENT, LLC
NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA
Registered Investment Advisory firm - (11/24/2010 Approved)
Loading...

Contact information

Main Address
333 West Wacker Drive, Chicago, IL 60606
Mailing Address
Phone number
(312) 917-7700
Established
Firm type
Fiscal year end
# of Employees
373

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts71,370
AUM (Assets Under Management)$ 259,916,966,911

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/21/2025
Cover Page
Report
12/19/2024
Cover Page
Report
12/15/2023
Cover Page
Report
12/15/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584Chicago, IL 60606

TRUST BUT VERIFY

Monitor Andrea Brooklier

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.