DD
Daniel R. Dunlap
MUTUAL ADVISORS
Latrobe, PA 15650
Some features on this profile are disabled
CRD#: 5276291
DD
Professional summary
Daniel R Dunlap III is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Latrobe, Pennsylvania and MUTUAL SECURITIES, INC. located in Latrobe, Pennsylvania.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Curry and Kepple, Inc., Start Date: 06/01/2019, 126 Ten School Rd, New Alexandria, PA 15670, S-Corporation, Civil Construction and Trucking, Not Investment Related, Manager of Development and Projects, Bidding projects, managing projects, truck dispatching, 80 hours per month, 1 hour per day during trading hours. 2. Dunlap Family Farms, Start Date: 07/07/2017, 563 Agent Way, New Alexandria, PA 15670, Sole-Prop, Farming, Owner, Raising Livestock, Not Investment Related, 60 hours per month, 0 hours per day during trading hours. 3. Dunlap Brothers, LLC., Start Date: 08/18/2018, 563 Agent Way, New Alexandria, PA 15670, Real Estate/Holding Company, Owner, Real estate flipping and holding company, Not Investment Related, 20 hours per month, 0 hours per day during trading hours. 4. Early Learning Resource Center 4 Kids, Start Date: 09/14/2015, 4893 U.S. Route 30, Greensburg, PA 15601, 501c4, Non-Profit Organization, Vice-President, General Board Duties, Not Investment Related, 3 hours per month, 0 hours per day during trading hours. 5. Harvest Church, Start Date: 01/01/2018, 220 Pittsburgh Street, Derry, PA 15627, 501c, Church, Treasurer, Deacon and Treasurer, All financial transactions require at minimum 2 signatures, widely know duties of a treasurer, general financial oversight, financial planning/budgeting, financial reporting, banking, book keeping, and record keeping, Not Investment Related, 12 Hours per month, 0 Hours per day during trading hours. 6. Louise Anderson Rev. Trust Co-Trustee, Start Date: 09/27/2016, 331 Vernon Ave, Latrobe, PA 15650, Trust, Fiduciary Appointment (Co-Trustee), Co-Trustee, can't act independently, Manage investment portfolio, Investment Related, 2 hours per month, 2 hours per day during trading hours. 7. Ruffed Grouse Society, Start Date: 03/01/2015, 451 McCormick Road, Coraopolis, PA 15108, 501c3, Non-profit Organization, Western Allegheny Chapter Board Member, Organize annual fundraising banquet, Not Investment Related, .5 hours per month, 0 hours per day during trading hours. 8. Safari Club International Pittsburgh Chapter, Start Date: 08/15/2018, 1730 Hastings Mill Road, Pittsburgh, PA 15241, 501c3, Non-Profit Organization, Board Member, Attending board meetings once per month, plan fundraiser events, Not Investment Related, 5 hours per month, 0 hours per day during trading hours. 9. Westmoreland County Historical Society, Start Date: 12/09/2013, 809 Forbes Trail Road, Greensburg, PA 15601, 501c3, Non-profit Organization, Treasurer, Prepare budget, manage bank accounts, report to the board, Not Investment Related, 2 hours per month, 0 hours per day during trading hours. 10. Dunlap-Curry Holdings, LLC., Start Date: 02/01/2020, 126 Ten School Road, New Alexandria, PA 15670, LLC, Real Estate Holding Company, Partner, Flipping and Renting Real Estate, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 11. Independent Insurance Agent, Start Date: 08/01/2020, 4345 Old William Penn Hwy, Ste. B, Murrysville, PA 15668, LLC, Insurance Sales, Agent, Recommending the purchase of Life, Accident or Health insurance products, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 12. Dunlap Real Estate Holdings, LLC., Start Date: 08/01/2021, 15563 Agent Way, New Alexandria, PA, LLC, Real Estate Holding Company, Sole Member, Own Real Estate, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 13. Expert Witness, Start Date: 09/01/2022, 535 Lloyd Ave, Latrobe, PA 16650, Expert Witness, Provide Expert Witness Services, Provide Expert Witness Services, Investment Related, 10 Hours per month. .5 Hours per day during trading hours. 14. 21:5 Tax Services, LLC., Start Date: 02/01/2022, 535 Lloyd Ave., Latrobe, PA 15650, LLC, Tax Preparation Services, Owner, Allowing Rebecca to prepare taxes, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel R Dunlap III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2019 - Present
MUTUAL ADVISORS, LLC
Office #1: 535 Lloyd Ave., Latrobe, PA 15650RIA
CRD#: 167658
Latrobe, PA
Current
November 15, 2019 - Present
MUTUAL SECURITIES, INC.
Office #1: 535 Lloyd Ave., Latrobe, PA 15650BD
CRD#: 13092
Latrobe, PA
Past
August 18, 2010 - November 18, 2019
BPU INVESTMENT MANAGEMENT INC.
RIA
CRD#: 17058
GREENSBURG, PA
Past
August 18, 2010 - November 18, 2019
BPU INVESTMENT MANAGEMENT INC.
BD
CRD#: 17058
GREENSBURG, PA
Past
June 9, 2010 - August 17, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
NEW ALEXANDRIA, PA
Past
August 1, 2008 - August 17, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
NEW ALEXANDRIA, PA
Past
January 22, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEW ALEXANDRIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUTUAL ADVISORS, LLC
21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL
CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - (5/26/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/18/2019)
RR
Florida(11/15/2019)
IAR
Pennsylvania(11/15/2019)
RR
Pennsylvania(11/18/2019)
IAR
Texas(11/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MUTUAL ADVISORS, LLC
21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL
CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - (5/26/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9140 W Dodge Road Suite 230, Omaha, NE 68114
Mailing Address
Phone number
(307) 439-6357
Established
Firm type
Fiscal year end
# of Employees
189
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,515 |
| AUM (Assets Under Management) | $ 6,750,194,248 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MUTUAL ADVISORS, LLC
CRD#: 167658Latrobe, PA 15650TRUST BUT VERIFY
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