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Daniel R Dunlap Iii

MUTUAL ADVISORS
Latrobe, PA
·CRD# 5276291·19 years experience

Professional Summary

Daniel R Dunlap III is a registered financial advisor currently at MUTUAL ADVISORS, LLC located in Latrobe, Pennsylvania and MUTUAL SECURITIES, INC. located in Latrobe, Pennsylvania. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

MUTUAL ADVISORS, LLC·CRD# 167658
RIA
535 Lloyd Ave., Latrobe, PA 15650
November 15, 2019 - Present
MUTUAL SECURITIES, INC.·CRD# 13092
BD
535 Lloyd Ave., Latrobe, PA 15650
November 15, 2019 - Present
BPU INVESTMENT MANAGEMENT INC.·CRD# 17058
RIA
Greensburg, PA
August 18, 2010 - November 18, 2019
BPU INVESTMENT MANAGEMENT INC.·CRD# 17058
BD
Greensburg, PA
August 18, 2010 - November 18, 2019
NATIONWIDE SECURITIES, LLC·CRD# 11173
RIA
New Alexandria, PA
June 9, 2010 - August 17, 2010
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
New Alexandria, PA
August 1, 2008 - August 17, 2010
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
New Alexandria, PA
January 22, 2007 - August 1, 2008

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Current Firm

MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

Contact Information

Main Address

9140 W Dodge Road Suite 230, Omaha, NE 68114

Phone Number

(307) 439-6357

# of Employees

223

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUTUAL ADVISORS, LLC APPENDIX A WRAP BROCHURE (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

24,295

AUM (Assets Under Management)

$9,449,420,841

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Curry and Kepple, Inc., Start Date: 06/01/2019, 126 Ten School Rd, New Alexandria, PA 15670, S-Corporation, Civil Construction and Trucking, Not Investment Related, Manager of Development and Projects, Bidding projects, managing projects, truck dispatching, 80 hours per month, 1 hour per day during trading hours. 2. Dunlap Family Farms, Start Date: 07/07/2017, 563 Agent Way, New Alexandria, PA 15670, Sole-Prop, Farming, Owner, Raising Livestock, Not Investment Related, 60 hours per month, 0 hours per day during trading hours. 3. Dunlap Brothers, LLC., Start Date: 08/18/2018, 563 Agent Way, New Alexandria, PA 15670, Real Estate/Holding Company, Owner, Real estate flipping and holding company, Not Investment Related, 20 hours per month, 0 hours per day during trading hours. 4. Early Learning Resource Center 4 Kids, Start Date: 09/14/2015, 4893 U.S. Route 30, Greensburg, PA 15601, 501c4, Non-Profit Organization, Vice-President, General Board Duties, Not Investment Related, 3 hours per month, 0 hours per day during trading hours. 5. Harvest Church, Start Date: 01/01/2018, 220 Pittsburgh Street, Derry, PA 15627, 501c, Church, Treasurer, Deacon and Treasurer, All financial transactions require at minimum 2 signatures, widely know duties of a treasurer, general financial oversight, financial planning/budgeting, financial reporting, banking, book keeping, and record keeping, Not Investment Related, 12 Hours per month, 0 Hours per day during trading hours. 6. Louise Anderson Rev. Trust Co-Trustee, Start Date: 09/27/2016, 331 Vernon Ave, Latrobe, PA 15650, Trust, Fiduciary Appointment (Co-Trustee), Co-Trustee, can't act independently, Manage investment portfolio, Investment Related, 2 hours per month, 2 hours per day during trading hours. 7. Ruffed Grouse Society, Start Date: 03/01/2015, 451 McCormick Road, Coraopolis, PA 15108, 501c3, Non-profit Organization, Western Allegheny Chapter Board Member, Organize annual fundraising banquet, Not Investment Related, .5 hours per month, 0 hours per day during trading hours. 8. Safari Club International Pittsburgh Chapter, Start Date: 08/15/2018, 1730 Hastings Mill Road, Pittsburgh, PA 15241, 501c3, Non-Profit Organization, Board Member, Attending board meetings once per month, plan fundraiser events, Not Investment Related, 5 hours per month, 0 hours per day during trading hours. 9. Westmoreland County Historical Society, Start Date: 12/09/2013, 809 Forbes Trail Road, Greensburg, PA 15601, 501c3, Non-profit Organization, Treasurer, Prepare budget, manage bank accounts, report to the board, Not Investment Related, 2 hours per month, 0 hours per day during trading hours. 10. Dunlap-Curry Holdings, LLC., Start Date: 02/01/2020, 126 Ten School Road, New Alexandria, PA 15670, LLC, Real Estate Holding Company, Partner, Flipping and Renting Real Estate, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 11. Independent Insurance Agent, Start Date: 08/01/2020, 4345 Old William Penn Hwy, Ste. B, Murrysville, PA 15668, LLC, Insurance Sales, Agent, Recommending the purchase of Life, Accident or Health insurance products, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 12. Dunlap Real Estate Holdings, LLC., Start Date: 08/01/2021, 15563 Agent Way, New Alexandria, PA, LLC, Real Estate Holding Company, Sole Member, Own Real Estate, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 13. Expert Witness, Start Date: 09/01/2022, 535 Lloyd Ave, Latrobe, PA 16650, Expert Witness, Provide Expert Witness Services, Provide Expert Witness Services, Investment Related, 10 Hours per month. .5 Hours per day during trading hours. 14. 21:5 Tax Services, LLC., Start Date: 02/01/2022, 535 Lloyd Ave., Latrobe, PA 15650, LLC, Tax Preparation Services, Owner, Allowing Rebecca to prepare taxes, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MUTUAL ADVISORS, LLC

21:5 WEALTH MANAGEMENT | ZEALAND WEALTH MANAGEMENT FINANCE AND INSURANCE SERVICES | ZEALAND WEALTH MANAGEMENT | YIELD ADVISORY | WISE OAK WEALTH | WISE CAPITAL PARTNERS | WINTHROP TAYLOR FINANCIAL | WILLIS ECKFELDT | WHITEHOUSE WEALTH MANAGEMENT | WEALTH PARTNERS | WEALTH MANAGEMENT STRATEGIES | W. MCKINLEY & ASSOCIATES | VISION WEALTH | TVG FINANCIAL | THE CAPITAL GROUP, LLC | THE APICAL MERISTEM COMPANY | T.R.U.E FINANCIAL GUIDES | SYNERGIST PRIVATE WEALTH | SWAIN FINANCIAL SERVICES | SULLIVAN WEALTH MANAGEMENT GROUP | STONEFORD ADVISORS | STONE & DOWN WEALTH MANAGEMENT | STILLWATER WEALTH MANAGEMENT | STERLING OAKS FINANCIAL SERVICES | SPECTRA PRIVATE WEALTH | SOUTHERN INVESTMENT MANAGEMENT COLLECTIVE | SOUL WEALTH ADVISOR | SONDER PRIVATE WEALTH MANAGEMENT | SILVER STATE WEALTH MANAGEMENT | SIERRA INVESTMENT ADVISORS | SCHREUR FINANCIAL | SCANLON WEALTH MANAGEMENT | ROSEHILL ASSET MANAGEMENT | RESULTPOINT FINANCIAL | R. S. PETERSON FINANCIAL | PURPOSE COMPREHENSIVE WEALTH MANAGEMENT | PURPLE CLOVER WEALTH MANAGEMENT | PRIME SOLUTIONS INVESTMENTS | PRICE WEALTH MANAGEMENT | POLARIS FINANCIAL | PLANWISER FINANCIAL | PASCARELLA PLANNING GROUP | OASIS ADVISERS | NORTH COUNTRY WEALTH MANAGEMENT | NFUSE CPAITAL | NEWPORT COAST WEALTH MANAGEMENT | NANCE WEALTH MANAGEMENT | MYERS DEWITT | MUTUAL GROUP INVESTMENT SOLUTIONS | MUTUAL GROUP | MUTUAL ADVISORS, LLC DBA SIERRA INVESTMENT ADVISORS | MUTUAL ADVISORS, LLC | MUELLER WEALTH | MONUMENT INVESTMENT ADVISORS | MOLINA WEALTH MANAGEMENT | MCDONALD HARTMAN WEALTH ADVISORS | LONG TERM CAPITAL MANAGEMENT | LARSEN WEALTH STRATEGIES | LANDOR ADVISORS | KING CAPITAL MANAGEMENT | KIELY CONSULTING | IRONCLADNIL | INSIGHTFUL ADVISORY | HOSLER WEALTH MANAGEMENT | HODDER INVESTMENT ADVISORS | HAWTHORNE CAPITAL WEALTH ADVISORS | HADDAM ROAD ADVISORS | GREY FOX FINANCIAL PARTNERS | GLOBAL PORTFOLIO SOLUTIONS | GIANOTTI WEALTH ADVISORY | GAIA CAPITAL MANAGEMENT | FRONT OFFICE WEALTH STRATEGIES | FOX FINANCIAL GROUP | FINANCIAL JOURNEY PARTNERS | FAIRBANKS WEALTH MANAGEMENT | ERX WEALTH PARTNERS | DMI WEALTH MANAGEMENT SOLUTIONS | DMI WEALTH MANAGEMENT & INSURANCE SOLUTIONS | DEL REY CAPITAL MANAGEMENT | DCH WEALTH MANAGEMENT | CONTEXT WEALTH | CONNECT WEALTH | COLLOP CAPITAL | CGT WEALTH ADVISORS | CATALYST PRIVATE WEALTH | CARROLL WEALTH MANAGEMENT | CALIFORNIA RETIREMENT ADVISORS | BILTMORE ADVISORS, INC | BILTMORE ADVISORS | BEYOND FINANCIAL ADVISORS | BEYOND | BARRETT PLANNING GROUP | BAMBOO FINANCIAL ADVISORS | ALL SKY WEALTH MANAGEMENT | ADLER CAPITAL ADVISORS | ADHERENCE CAPITAL MANAGEMENT | 401 FINANCIAL

CRD#: 167658 / SEC#: 801-78089
RIA
Registered Investment Advisory firm - SEC (5/26/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(11/18/2019)
RR
Florida
(11/15/2019)
IAR
Pennsylvania
(11/15/2019)
RR
Pennsylvania
(11/18/2019)
IAR
Texas
(11/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2007About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel R Dunlap III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DD
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