Isabel Martinez Lopez

AUREANA CAPITAL MANAGEMENT

New York, NY 10018

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CRD#: 5276247

Professional summary

Isabel Martinez Lopez, who also goes by Isabel Martinez, is a registered financial advisor currently at AUREANA CAPITAL MANAGEMENT, LLC located in New York, New York.

Isabel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Isabel has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Isabel Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) START DATE: AUGUST 2013. NWM EVENTS LLC - PERFORM ACCOUNTING TASKS AND COORDINATING PRIVATE EVENT PLANNING. NO TIME SPENT DURING TRADING HOURS. APPROXIMATELY 10 HOURS PER MONTH. COMPENSATION VARIES BASED ON SALES AND REVENUE. 2) START DATE: DECEMBER 2012. MANAGER OF NOLITA WINE MERCHANTS, LLC. NO TIME SPEND DURING TRADING HOURS. APPROXIMATELY 10 HOURS PER MONTH. NO DIRECT COMPENSATION, ECONOMIC BENEFIT ONLY AS SHAREHOLDER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isabel Martinez Lopez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2012 - Present

AUREANA CAPITAL MANAGEMENT, LLC

Office #1: 24 W. 40th Street 17th Floor, New York, NY 10018

RIA

CRD#: 154124

New York, NY

Past

May 17, 2007 - July 14, 2009

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUREANA CAPITAL MANAGEMENT, LLC

CRD#: 154124 / SEC#: 801-71777

RIA

Registered Investment Advisory firm - (9/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/10/2007

General Securities Representative Examination

Current Firm

AUREANA CAPITAL MANAGEMENT, LLC

CRD#: 154124 / SEC#: 801-71777

RIA

Registered Investment Advisory firm - (9/10/2010 Approved)

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Contact information

Main Address

24 W. 40th Street 17th Floor, New York, NY 10018

Mailing Address

Phone number

(212) 677-7011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AUREANA EMERGING MARKETS ABSOLUTE RETURN (11/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Isabel Martinez Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isabel Martinez Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUREANA CAPITAL MANAGEMENT, LLC

SANTANDER INVESTMENT SECURITIES INC.

Primary Firm SEC Registration

AUREANA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2012

Series 7

Date: 5/10/2007

Current Firm

AUREANA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AUREANA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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