Meredith W. Geldhauser

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CRD#: 5276225

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Meredith Willis Geldhauser, who also goes by Meredith Dorroh Willis, was a registered financial professional .

Meredith is a previously registered financial professional and started their career in finance in 2007. Meredith had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Meredith Dorroh Willis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 24, 2023 - June 17, 2024

COMPOSER SECURITIES LLC

CRD#: 325118

CHESAPEAKE, VA

Past

April 14, 2023 - May 2, 2024

ASPIRATION FINANCIAL LLC

CRD#: 291904

Cartersville, GA

Past

January 27, 2023 - April 20, 2023

FENNEL

CRD#: 316281

Cartersville, GA

Past

August 10, 2020 - November 22, 2022

PASSFOLIO SECURITIES, LLC

CRD#: 299874

SAN FRANCISCO, CA

Past

September 14, 2017 - August 4, 2020

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

WOODSTOCK, GA

Past

July 11, 2017 - August 15, 2019

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

WOODSTOCK, GA

Past

August 13, 2015 - December 22, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CATERSVILLE, GA

Past

August 7, 2015 - December 22, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CATERSVILLE, GA

Past

September 5, 2008 - July 15, 2015

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

September 3, 2008 - July 15, 2015

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

September 18, 2007 - August 28, 2008

OSAIC FA, INC.

CRD#: 3978

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2007

General Securities Principal Examination

Current Firm

COMPOSER SECURITIES LLC

COMPOSER | COMPOSER SECURITIES LLC

CRD#: 325118 / SEC#: , 8-71057

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

427 Middleton Way, Chesapeake, VA 23322

Mailing Address

427 Middleton Way, Chesapeake, VA 23322

Phone number

(305) 857-5828

Established

Delaware since 01/12/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
COMPOSER TECHNOLOGIES, INC.	SOLE MEMBER
MACHADO PINTO E SILVA, BRUNO	CHIEF COMPLIANCE OFFICER	7237558
SPEZIALE, RICHARD SALVATORE	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	1192739
WADKINS, MICHAEL ROGER	CHIEF BROKERAGE OFFICER/ OPTIONS PRINCIPAL	7403142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Meredith W. Geldhauser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASPIRATION FINANCIAL LLC

FENNEL

PASSFOLIO SECURITIES, LLC

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

OSAIC FA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2008

Series 63

Date: 10/22/2007

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2007

Series 24

Date: 12/17/2007

Current Firm

COMPOSER SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

COMPOSER SECURITIES LLC

TRUST BUT VERIFY

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