Chase J. Lochmiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chase Jordan Lochmiller, who also goes by Chase Lochmiller, was a registered financial professional .
Chase is a previously registered financial professional and started their career in finance in 2008. Chase had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2014 - July 7, 2017
JUMP TRADING, LLC
July 1, 2013 - November 14, 2013
VIRTU AMERICAS LLC
October 22, 2010 - November 14, 2013
GETCO EXECUTION SERVICES LLC
February 8, 2010 - January 4, 2011
GETCO SECURITIES, LLC
June 4, 2008 - January 4, 2011
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/26/2008
Limited Representative-Equity Trader ExamCurrent Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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