James J. Kingsley
Professional summary
James J Kingsley is a registered financial professional currently at TRADEUP SECURITIES, INC. located in Roseland, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James J Kingsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
TRADEUP SECURITIES, INC.
Office #1: 101 Eisenhower Parkway, Roseland, NJ 07068Office #2: 437 Madison Ave 27th Floor, New York, NY 10022May 30, 2019 - January 4, 2021
VIRTU AMERICAS LLC
August 17, 2015 - August 3, 2020
VIRTU ITG LLC
May 17, 2010 - September 4, 2015
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2021)
(1/28/2021)
Exams
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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