Andrew P. Rhea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Pryor Rhea, who also goes by Andy Rhea, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2007. Andrew had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - June 2, 2022
VALMARK SECURITIES, INC.
December 12, 2013 - May 5, 2020
ICA, LLC
February 20, 2007 - December 20, 2011
KESTRA INVESTMENT SERVICES, LLC
January 24, 2007 - December 20, 2011
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
