Carl D. Robinson

SVB WEALTH

Boston, MA 02109

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CRD#: 5275078

Professional summary

Carl David Robinson, who also goes by Carl David Robinson, Carl Robinson, is a registered financial advisor currently at SVB WEALTH located in Boston, Massachusetts and FIRST CITIZENS ASSET MANAGEMENT, INC located in Boston, Massachusetts.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Carl has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl David Robinson | Carl Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FCAM, 53 State St. 28th Floor Boston, MA 02109; FCAM is an affiliated IA Firm; Duties are meeting with existing and prospective clients to discuss our full range of investment capabilities; began 1/4/24; 100 hours/month; no compensation. 2) SVBW, 53 State St. 28th Floor Boston, MA 02109; SVBW is an affiliated IA Firm; Duties are meeting with existing and prospective clients to discuss our full range of investment capabilities; began 1/4/24; 100 hours/month; no compensation. 3) MASSACHUSETTS YOUTH LACROSSE POSITION: Officer/Director NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 35 Concord Rd., Wayland MA 01778, United States DESCRIPTION: Massachusetts Youth Lacrosse (MYL) is the largest youth lacrosse organization in the country with 190 boys town programs and 220 girls town programs. They manage the league, provide player and coach training, and offer opportunities for playoffs and jamborees in the state of Massachusetts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl David Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

CRD#: 19616

BOSTON, MA

Past

February 26, 2020 - January 9, 2024

RIA

CRD#: 109662

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/12/2024)

IAR

Massachusetts
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/20/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/26/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carl D. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl David Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

MANAGED ACCOUNT SERVICES, LLC

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

QUASAR DISTRIBUTORS, LLC

ENVESTNET PORTFOLIO SOLUTIONS, INC.

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 8/20/2009

Series 65

Date: 8/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2012

Series 6

Date: 8/14/2009

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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