Matthew L. Smith
Professional summary
Matthew Loonsten Smith, who also goes by Matthew Loonsten Smit, Matthew L Smith, Matthew Loonsten Smith, Matthew Smith, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Loonsten Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2018 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 390 Madison Ave, New York, NY 10017-2513May 16, 2016 - October 16, 2018
J.P. MORGAN SECURITIES LLC
April 23, 2012 - March 30, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2010 - April 16, 2012
MORGAN STANLEY & CO. LLC
January 5, 2009 - February 22, 2010
WELLS FARGO PRIME SERVICES, LLC
October 4, 2007 - January 16, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2020)
(1/2/2019)
(10/30/2018)
(10/30/2018)
(10/30/2018)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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