Paul A. Dreher
Professional summary
Paul Allen Dreher is a registered financial advisor currently at THE RETIREMENT PLANNING GROUP, LLC located in Leawood, Kansas.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Allen Dreher's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2012 - Present
THE RETIREMENT PLANNING GROUP, LLC
Office #1: 11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211November 4, 2010 - November 21, 2011
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
January 31, 2007 - November 21, 2011
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/30/2012)
(1/27/2016)
Exams
Current Firm
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625 / SEC#: 801-62655
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,295 |
| AUM (Assets Under Management) | $ 4,008,879,250 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE RETIREMENT PLANNING GROUP, LLC
CRD#: 129625Leawood, KS 66211TRUST BUT VERIFY
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