Justin M. Simmons

BECK CAPITAL MANAGEMENT LLC

Austin, TX 78746

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CRD#: 5274372

Professional summary

Justin Michael Simmons is a registered financial advisor currently at BECK CAPITAL MANAGEMENT LLC located in Austin, Texas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Justin has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT CONTRACTED DIRECTLY WITH VARIOUS INSURANCE COMPANIES. SALE OF FIXED INSURANCE AND FIXED AND EQUITY INDEXED ANNUITIES. BUSINESS IS DONE THROUGH JUSTIN SIMMONS PERSONALLY AS SOLE PROPRIETOR STARTING ON 2-12-15 AND IS CONSIDERED INVESTMENT RELATED. HE SPENDS APPROX. 5 HOURS PER MONTH CONDUCTING INSURANCE BUSINESS DURING SECURITIES TRADING HOURS AND 5 HOURS PER MONTH TOTAL. DUTIES INCLUDE SALES OF INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Michael Simmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2010 - Present

BECK CAPITAL MANAGEMENT LLC

Office #1: 2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746

RIA

CRD#: 152705

Austin, TX

Past

August 7, 2007 - April 29, 2010

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

AUSTIN, TX

Past

August 7, 2007 - December 31, 2007

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SANTA BARBARA, CA

Past

February 21, 2007 - May 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

February 6, 2007 - May 10, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK CAPITAL MANAGEMENT LLC

CRD#: 152705 / SEC#: 801-70977

RIA

Registered Investment Advisory firm - (1/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2024)

IAR

Florida
(7/26/2024)

IAR

Texas
(1/12/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/5/2007

General Securities Representative Examination

Current Firm

BECK CAPITAL MANAGEMENT LLC

CRD#: 152705 / SEC#: 801-70977

RIA

Registered Investment Advisory firm - (1/7/2010 Approved)

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Contact information

Main Address

2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746

Mailing Address

Phone number

(512) 345-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK CAPITAL MANAGEMENT LLC ADV PART 2A BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,030
AUM (Assets Under Management)	$ 504,891,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin M. Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Michael Simmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

BECK CAPITAL MANAGEMENT LLC

PARTNERVEST ADVISORY SERVICES LLC

PARTNERVEST SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BECK CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2007

Series 7

Date: 2/5/2007

Current Firm

BECK CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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