Marta Lucena
Professional summary
Marta Lucena, who also goes by Marta Rodrigues Andre, is a registered financial professional currently at BANCO DO BRASIL SECURITIES LLC located in Miami, Florida.
Marta is registered as a RR (Registered Representative) and started their career in finance in 2009. Marta has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marta Lucena's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2023 - Present
BANCO DO BRASIL SECURITIES LLC
Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131November 30, 2022 - April 3, 2023
J.P. MORGAN SECURITIES LLC
July 18, 2018 - October 17, 2022
ITAU INTERNATIONAL SECURITIES INC.
December 7, 2015 - July 24, 2018
UBS FINANCIAL SERVICES INC.
October 15, 2014 - December 4, 2015
J.P. MORGAN SECURITIES LLC
February 24, 2012 - September 17, 2014
BRICKELL GLOBAL MARKETS, INC.
November 22, 2011 - February 13, 2012
HSBC SECURITIES (USA) INC.
December 22, 2010 - October 25, 2011
BRICKELL GLOBAL MARKETS, INC.
October 26, 2009 - December 20, 2010
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2023)
(4/6/2023)
(4/7/2023)
(4/11/2023)
(4/10/2023)
(4/6/2023)
(9/14/2023)
(4/11/2023)
(8/18/2025)
(4/10/2023)
(4/6/2023)
(4/6/2023)
(4/7/2023)
(4/7/2023)
(12/10/2024)
Exams
FINRA
Current Firm
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701Miami, FL 33131TRUST BUT VERIFY
Monitor Marta Lucena
Get automatic monthly alerts on:
