Daniel L. Yeung

COLDSTREAM WEALTH MANAGEMENT

Mercer Island, WA 98040

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CRD#: 5274149

Professional summary

Daniel Luikwong Yeung is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Mercer Island, Washington.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNIVERSITY OF WASHINGTON BOTHELL SCHOOL OF BUSINESS NON-INVESTMENT RELATED 18115 CAMPUS WAY NE BOTHELL, WA 98001 PROFESSOR AS OF 02/2016 TEACH MBA LEVEL FINANCE CLASSES 40 HOURS PER MONTH, 0 OF WHICH ARE DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Luikwong Yeung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2024 - Present

COLDSTREAM WEALTH MANAGEMENT

Office #1: 7900 Se 28th Street Suite 204, Mercer Island, WA 98040

RIA

CRD#: 108805

Mercer Island, WA

Past

September 1, 2010 - October 1, 2024

THE CAPROCK GROUP, LLC

RIA

CRD#: 124272

MERCER ISLAND, WA

Past

January 14, 2010 - November 29, 2010

PURCELL ADVISORY SERVICES, LLC

RIA

CRD#: 117238

TACOMA, WA

Past

June 16, 2009 - July 31, 2009

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

April 8, 2009 - July 31, 2009

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 9, 2007 - April 21, 2008

FORESIDE FUND SERVICES, LLC

CRD#: 46106

SEATTLE, WA

Past

March 2, 2007 - April 30, 2008

ACCESSOR CAPITAL MANAGEMENT LP

RIA

CRD#: 104587

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA

Registered Investment Advisory firm - (7/23/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/14/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA

Registered Investment Advisory firm - (7/23/1991 Approved)

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Contact information

Main Address

One - 100th Avenue Ne Suite 102, Bellevue, WA 98004

Mailing Address

Phone number

(425) 283-1600

Established

Firm type

Fiscal year end

# of Employees

195

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV - PART 2A - CWM - 2025 06 17 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	4,519
AUM (Assets Under Management)	$ 12,438,532,202

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/27/2024	Cover Page	Report
09/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel L. Yeung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Luikwong Yeung's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CAPROCK GROUP, LLC

PURCELL ADVISORY SERVICES, LLC

EDWARD JONES

EDWARD JONES

FORESIDE FUND SERVICES, LLC

ACCESSOR CAPITAL MANAGEMENT LP

Primary Firm SEC Registration

COLDSTREAM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2009

Series 63

Date: 7/14/2007

Series 7

Date: 6/1/2009

Series 6

Date: 7/7/2007

Current Firm

COLDSTREAM WEALTH MANAGEMENT

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COLDSTREAM WEALTH MANAGEMENT

TRUST BUT VERIFY

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