James Matthew Linhart
Professional Summary
James Matthew Linhart, who also goes by Jaime Linhart, Jim Linhart, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2007 - 2009. James had worked at 1 firm and has passed the Series 63, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jaime Linhart, Jim Linhart
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
LIBERTY LIFE SECURITIES LLC
Contact Information
Established
Delaware since 04/12/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIBERTY LIFE ASSURANCE COMPANY OF BOSTON | MEMBERSHIP UNITHOLDER | — |
| BARON, ANDREW JAMES | CO-CCO | 2684150 |
| DAUKSEWICZ, WILLIAM JOSEPH | BOARD OF MANAGERS | 1059039 |
| DAUKSEWICZ, WILLIAM JOSEPH | PRESIDENT | 1059039 |
| DAUKSEWICZ, WILLIAM JOSEPH | SUPERVISORY PRINCIPAL | 1059039 |
| GOULD, KENNETH WILLIAM JR | CO-CCO | 2697633 |
| NEAL, CHERYL KINGSFIELD | BOARD OF MANAGERS | — |
| O'CONNELL, WILLIAM J. | BOARD OF MANAGERS | — |
| SENTLER, STEVEN MICHAEL | BOARD OF MANAGERS | — |
| SWEENEY, TIMOTHY MICHAEL | CHAIRMAN, BOARD OF MANAGERS | — |
| WOOD, DOUGLAS JOHN | FINANCIAL OPERATIONS PRINCIPAL | 3146278 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2007About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2009About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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