Corey A. Farber
Professional summary
Corey Ann Farber, CFP®, who also goes by Corey Ann Farber, Corey A Farber, Corey Farber, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York.
Corey is registered as a RR (Registered Representative) and started their career in finance in 2007. Corey has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Corey Ann Farber's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2025 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014March 7, 2024 - March 6, 2025
MORGAN STANLEY & CO. LLC
July 18, 2022 - March 6, 2025
MORGAN STANLEY
July 18, 2022 - March 6, 2025
MORGAN STANLEY
December 1, 2021 - July 8, 2022
UBS FINANCIAL SERVICES INC.
November 30, 2021 - July 8, 2022
UBS FINANCIAL SERVICES INC.
March 5, 2019 - December 20, 2019
PRUDENTIAL SELECT STRATEGIES LLC
March 5, 2019 - December 20, 2019
PRUCO SECURITIES, LLC.
November 14, 2008 - May 18, 2017
CHARLES SCHWAB & CO., INC.
November 13, 2008 - May 18, 2017
CHARLES SCHWAB & CO., INC.
June 13, 2008 - October 14, 2008
MSI FINANCIAL SERVICES, INC.
April 10, 2007 - June 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 2007 - June 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
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