Richard Jordan

FORTRESS ESTATE SOLUTIONS, PLLC

FRISCO, TX 75034

Some features on this profile are disabled

CRD#: 5273476

Professional summary

Richard Jordan is a registered financial advisor currently at FORTRESS ESTATE SOLUTIONS, PLLC located in Frisco, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A SOLE PROPRIETOR CURRENTLY OFFERING LIFE INSURANCE PRODUCTS AS A LIFE INSURANCE AGENT. AT THIS TIME, I DEVOTE THE MINORITY OF MY TIME OFFERRING INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jordan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2007 - Present

FORTRESS ESTATE SOLUTIONS, PLLC

Office #1: 3535 Victory Group Way Suite 610, Frisco, TX 75034

RIA

CRD#: 142809

FRISCO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/27/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2007

Uniform Investment Adviser Law Examination

Current Firm

FORTRESS ESTATE SOLUTIONS, PLLC

CRD#: 142809 / SEC#:

Texas

Registered Investment Advisory firm - (3/27/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3535 Victory Group Way Suite 610, Frisco, TX 75034

Mailing Address

Phone number

(972) 325-1700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 50,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS ESTATE SOLUTIONS, PLLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2007

Current Firm

FORTRESS ESTATE SOLUTIONS, PLLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTRESS ESTATE SOLUTIONS, PLLC

TRUST BUT VERIFY

Similar Advisors