Jeffrey M. Dean
Professional summary
Jeffrey Miller Dean, who also goes by Jeff Miller Dean, is a registered financial professional currently at JAMES I. BLACK & COMPANY located in Lakeland, Florida.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2014. Jeffrey has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Miller Dean's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2007 - Present
JAMES I. BLACK & COMPANY
Office #1: 311 South Florida Avenue, Lakeland, FL 33801October 9, 2014 - May 21, 2020
ITB CAPITAL ADVISORS, LLC
Primary Firm SEC Registration
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2007)
(6/8/2011)
Exams
FINRA
Current Firm
JAMES I. BLACK & COMPANY
CRD#: 1249 / SEC#: 801-118955, 8-12077
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK, GERALD LEROY | PRESIDENT AND DIRECTOR | 811414 |
| BLACK, JAMES ISSAC III | OWNER | |
| CHARLES, REBECCA B | OWNER | |
| LYONS, DORIS BLACK | TREASURER | |
| BLACK, JENNIFER LEIGH | OWNER | 6400578 |
| BLACK, KATHARINE ANN | OWNER | 6400616 |
| BLACK, STEPHANIE MARIE | OWNER | 6395469 |
| DEAN, JEFFREY MILLER | DIRECTOR | |
| STEADMAN, NATASHA LYNN | CHIEF COMPLIANCE OFFICER | 5161387 |
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 142,580,974 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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